Best Law Firms in San Diego, CA for Financial Services Regulation Law

When facing a complex legal matter, it is important to have attorneys who approach problems with careful analysis, practical judgment, and a clear understanding of the business realities involved. Shustak Reynolds & Partners, P.C. is a boutique law firm with a national practice focused on securities and business law, financial services law, and business and securities litigation and arbitration. With offices in San Diego, Irvine, Los Angeles, San Francisco, and New York City, our firm represents clients locally and across the United States.

For more than 39 years, our attorneys have advised and represented clients in challenging disputes and regulatory matters. We focus on providing thoughtful legal guidance while maintaining close communication and personal attention throughout each matter.

We limit our representation to a select number of matters so we can devote meaningful attention to each client. Our clients include domestic and international publicly traded corporations, broker-dealers, financial advisors, stockbrokers and registered representatives, registered investment adviser firms and investment advisers, financial planners, banks, insurance companies, Fortune 500 companies, manufacturing firms, venture capital firms, hedge funds, investment partnerships, high-net-worth families and individuals, entrepreneurs, and investors.

Our attorneys represent clients in securities and financial services disputes in federal and state courts and in arbitration forums throughout the country. In addition to courtroom litigation, we assist clients with negotiation, dispute resolution, and strategic counseling. Our work has included:

• Advising broker-dealer, investment advisory, and financial planning firms on matters including FINRA and SEC investigations, transition planning, raiding issues, and employment disputes;
• Representing broker-dealers and registered representatives in “broker protocol” and unfair competition disputes, as well as intra-industry matters and disputes with public customers;
• Recovering substantial financial losses on behalf of investors, businesses, and other parties in fraud and misconduct cases;
• Handling hundreds of litigation and arbitration matters in California, New York, and throughout the United States, including high-stakes disputes affecting businesses, professional careers, and financial interests; and
• Advising public and private companies on a wide range of legal issues, including contracts, employment matters, internal investigations, corporate governance, and other day-to-day business concerns.