Best Law Firms in the United States for Financial Services Regulation Law

With a rich history deeply rooted in the Central Iowa legal community, Dickinson, Bradshaw, Fowler & Hagen, P.C. boasts one of the largest Iowa-based teams of attorneys practicing in more than 90 areas of law. As a general practice law firm, we provide clients with the highest quality of legal representation, and we recognize the importance of providing personalized representation for each client. Ultimately, our goal is to provide legal services and counseling which enhance the reputation of both the client and the attorney involved.

Jones Walker LLP is among the largest 145 law firms in the United States. With offices in Alabama, Arizona, the District of Columbia, Florida, Georgia, Illinois, Kentucky, Louisiana, Minnesota, Mississippi, New York, and Texas, we serve local, regional, national, and international business interests. The firm is committed to providing a comprehensive range of legal services to major multinational public and private corporations, Fortune® 500 companies, money center banks, worldwide insurers, and emerging companies doing business in the United States and abroad.

Since 2012, The BTI Consulting Group has named Jones Walker to its Client Service A-Team, which identifies the top client service firms in the nation. The firm has previously been named to both the A-Team and BTI's Client Service 30, a list of top 30 firms in the country for dedication to client service. Clients have recognized Jones Walker for consistent excellence in areas such as client focus, anticipating the client's needs, and understanding the client's business.

Located in Washington, DC, the Law Office of Dwight Smith advises banking firms of all sizes and with a range of business plans, as well as nonbanks with an interest in the industry, on the full array of bank regulatory standards.

The laws and regulations that clients must consider include not just operations, but the use of technology, corporate transactions, board duties, and enforcement matters.

McDermott Will & Schulte is a leading law firm with 363 lawyers recognized by Best Lawyers across 66 practice areas. The firm's tenure with Best Lawyers began in 1983. Having lawyers recognized in Best Lawyers' purely peer review process emphasizes the lawyers credibility and reputation for their practice amongst their peers in their practice area and region. It displays professional validation of the legal talent that McDermott Will & Schulte has on their team. The firm has lawyers recognized in practice areas including: Commercial Finance Law, Litigation - Bankruptcy, Financial Services Regulation Law, Private Funds / Hedge Funds Law and Life Sciences Practice.

McDermott Will & Schulte is also ranked by Best Law Firms in 56 practice areas. The Best Law Firms rankings are founded on a time-tested and transparent research process that has remained consistent since Best Lawyers launched it in 2010. McDermott Will & Schulte has 189 rankings in 56 practices. Echoing their Best Lawyers awards and team of top legal talent.

San Diego, Irvine, Los Angeles, San Francisco, and New York Securities, Business and Financial Services Litigation Attorneys

When you have a complex legal problem you need smart, sophisticated and practical lawyers on your side. Shustak Reynolds & Partners, P.C., is a specialty law firm with a national practice focused on securities and business law, financial services law and business and securities litigation and arbitration. Our offices in San Diego, Irvine, Los Angeles, San Francisco and New York City allow our firm to represent clients locally and throughout the country.

For over 39 years, we have provided the highest quality, results oriented advice and legal representation possible while ensuring our clients receive the highest level of personal attention and service. Period. That's what we do. We live our firm motto every day: Better Lawyers. Better Results.

Representing Brokerage Firms, Registered Investment Advisers, Brokers, Companies, and Individuals

We limit our representation to a select number of cases and clients. Our clients include domestic and foreign publicly traded corporations, broker-dealers, financial advisors, stock brokers and registered representatives, registered investment advisor firms and investment advisors, financial planners, banks, insurance companies, Fortune 500 companies, manufacturing firms, venture capital firms, hedge funds, investment partnerships, high net worth families and individuals, entrepreneurs and investors.

Our firm and our San Diego, Irvine, Los Angeles, San Francisco and New York lawyers have compiled an impressive track record and have received numerous awards and recognition attesting to our expertise and results obtained for our clients in the securities and financial services industries. Our litigation and arbitration lawyers are true "trial lawyers", handling cases in Federal and State courts and arbitration forums across the country. We know our way around the courtroom as well as the negotiating table. We have:

• Assisted our broker-dealer, investment advisory and financial planning firms with a host of issues ranging from FINRA and SEC investigations, to transition planning, raiding and employment matters;
• Represented broker-dealers and registered representatives in “broker protocol” and unfair competition disputes and represented broker-dealers, investment advisers and registered representatives in “intra industry” disputes and disputes with public customers;
• Recovered hundreds of millions of dollars for defrauded investors, businesses and others;
• Handled hundreds of litigation and arbitration cases in California, New York and throughout the country. Many of these cases have been “bet the ranch” disputes where clients have turned to our firm to represent them in the most important disputes involving their businesses and themselves. We have been instrumental in recovering hundreds of millions of dollars for our clients and we have successfully defended many of our corporate clients against attack and large, potential liabilities; and
• Counseled and advised a variety of businesses, small and large, public and private, in a variety of matters including contracts and employment law; internal investigations; corporate governance and many other, day to day legal issues.Contact us today to discuss your legal situation and how we may be of service.

Sutin, Thayer & Browne lawyers understand the needs and challenges faced by general counsel. For decades, we have worked with businesses and in-house legal teams seeking reliable support in New Mexico, offering established processes that allow for a seamless extension of your client services into the state.

We collaborate closely with businesses and corporate legal departments at every level to serve your clients. Our approach includes identifying needs, setting timelines, assembling appropriate teams, and tracking progress and efficiency for both short-term and long-term matters. Our attorneys regularly handle matters in most of New Mexico’s 33 counties, as well as in state, tribal, and federal courts, and we are accustomed to managing cases for clients located outside the state. Our consistent presence allows us to provide dependable availability and staffing to legal departments throughout the United States. With a broad group of transactional lawyers working within one firm, we are frequently engaged as local counsel across a wide range of matters. When an understanding of New Mexico’s political, historical, and legal landscape is important, businesses turn to our firm.

At Taft, we work as one team, driven and committed to helping you succeed. Our attorneys understand that innovative, value-creating solutions help our clients reach their goals. Our collaborative approach, advanced technological resources, and depth of services can transform what you expect from your legal team.

With more than 1,100 attorneys, Taft has offices in Chicago, Illinois; Cincinnati, Cleveland, Columbus, Dayton, and Delaware, Ohio; Aspen, Denver, and Colorado Springs, Colorado; Detroit and Southfield, Michigan; Minneapolis, Minnesota.; Indianapolis, Indiana; Covington, Kentucky; Phoenix, Arizona; Stuart and West Palm Beach, Florida; and Washington, D.C.

Taft attorneys serve individuals and businesses worldwide in both mature and emerging industries.

The firm practices across a wide range of industries in virtually every area of law, including:

• Business
• Bankruptcy and Restructuring
• Employment and Labor Relations
• Energy
• Environmental
  
• Health Care
• Intellectual Property
  
• Lending and Finance
• Litigation
• Private Client
• Real Estate
• Tax

Since 1885, Taft has maintained a constant focus: to provide clients, both large and small, with legal advice and services that meet the highest possible standards.

Affiliated Businesses

As an additional service to our clients, Taft attorneys often partner with members of our affiliated businesses to provide comprehensive service to our clients. Our affiliated businesses include:

• Ginovus
• Taft Advisors LLC
• Taft Business Consulting
• Taft Infrastructure Advisors

Through these businesses, clients can access business consulting across a variety of disciplines, from general planning and forecasting to government relations and public policy.

Awards and Honors

Taft has received numerous awards and honors:

• 108 Taft attorneys and 45 practice areas are listed in Chambers USA: America’s Leading Lawyers for Business.

• Eight Taft attorneys are listed in Chambers High Net Worth (HNW), and the firm is named a leading law firm in the HNW guide in Private Wealth Law for Indiana, Minnesota, and Ohio.

• Taft is ranked among the Best Lawyers “Best Law Firms." Taft received 20 national Tier 1 rankings, and Tier 1 rankings by metropolitan area in 154 practice areas.

• 363 Taft attorneys were honored with inclusion in the most recent edition of The Best Lawyers in America, with an additional 136 attorneys honored in Best Lawyers: Ones to Watch in America.

• 112 Taft attorneys were named to the most recent list of Super Lawyers by Super Lawyers magazine.

• 78 Taft attorneys were named to the most recent list of Rising Stars by Super Lawyers magazine.

• Taft is rated a Highly Recommended Firm in Ohio and Indiana as well as a Recommended Firm in Minnesota by Benchmark Litigation, and Taft attorneys hold 22 rankings by Benchmark in one or more categories.

Main Areas of Practice:

Business: We provide legal services to public, private, and non-profit clients in a wide variety of industries, including banking, construction, distribution, finance, health care, housing, insurance, manufacturing, private equity, professional sports, real estate, retail, and utilities. Members of the group represent clients of different sizes, from emerging companies to Fortune 500 companies, on issues ranging from local matters to transactions with national and international implications.

Bankruptcy and Restructuring: We represent debtors, lenders, committees, suppliers, real estate owners and developers, equipment lessors, receivers, trustees, buyers and sellers, and other parties in connection with a wide assortment of transactions and litigation. We have extensive experience in the automotive, steel, telecommunications, basic manufacturing, retail and wholesale goods, and distressed-debt trading industries.

Employment and Labor Relations: We represent clients in a wide range of legal services to manage the complex relationship between employers and employees, including labor management relations, employment litigation, day-to-day counseling, benefit plans and ERISA compliance, workplace safety and health, immigration and citizenship, and workers’ compensation.

Energy: We provide full-service representation to a broad range of energy providers, public utilities, transmission-only utilities, independent power producers, developers, regional entities, and other energy-sector participants.

Environmental: We provide services in the areas of trial practice, Superfund defense and negotiation, enforcement defense, cost-recovery for plaintiffs and defendants, criminal environmental defense, environmental insurance and toxic tort litigation, mold and sick building litigation, lawsuits involving environmental problems discovered as a result of real property transfers or mergers and acquisitions, Brownfields redevelopment, defense of claims of occupational exposures, and administrative proceedings before state and federal agencies.

Health Care: We advise individual and institutional healthcare providers, research institutions, and pharmaceutical, medical device and biotechnology clients in multiple areas of law, including business and finance, employment and labor relations, malpractice litigation, insurance, regulatory and administrative law, ERISA, third-party reimbursement (Medicare, Medicaid and private payers) and hospital financing (tax-exempt bond financing).

Intellectual Property: We counsel and assist clients with patents, trademarks, copyrights, trade secrets, intellectual property, and pharmaceutical and life sciences litigation, including Hatch-Waxman litigation, biosimilars, computer software and internet-related issues.

Lending and Finance: Lenders and borrowers alike need lawyers that understand market dynamics and help simplify the complexity of transactions wherever possible. Clients trust our team to bring a practical, business-oriented approach to each transaction. Our team represents lenders and borrowers in all types of financing transactions, including asset-based lending, mezzanine finance, traditional working capital and equipment finance, acquisition finance (senior and mezzanine), capital call lines of credit, real estate finance, equipment leasing, regulatory compliance, investigations and enforcement, and consumer financial services and lending.

Litigation: We represent clients in pretrial, trial and appellate litigation in federal and state courts, before regulatory agencies and arbitration panels, and in alternative dispute resolution in a full range of matters, including antitrust, appellate, bankruptcy, construction, ERISA, education, estates, trusts and fiduciary, environmental, FCPA and international anti-corruption, First Amendment and media law, government contracts, insurance, intellectual property, pharmaceutical and life sciences, product liability and personal injury, securities, sports, and corporate compliance and white collar criminal defense.

Private Client: We counsel owners of family businesses in establishing organizational structures to satisfy current and long-term needs, to plan for the transfer of the business to the next generation (whether during the owner's lifetime or upon death), and to implement strategies. We also represent clients on personal planning, taking into account estate and income tax issues, closely-held businesses, second marriages, and planning for special needs of children and other heirs.

Real Estate: We represent clients in all services related to the acquisition, disposition, financing, leasing, management, and use of real estate, including lease, financing agreement, construction contract, and purchase and sale agreement negotiations, land use representation and litigation, and tax valuation representation and litigation.

Tax: We represent public corporations, financial institutions, domestic joint ventures, new business ventures, non-profit and tax-exempt organizations, and individuals in tax matters such as business transactions, employee benefits and executive compensation, international taxation, mergers and acquisitions, state and local tax, and tax controversy and litigation.

LEGAL EXCELLENCE. DEDICATION TO CLIENTS. COMMITMENT TO PUBLIC SERVICE.

WilmerHale is a leading, full-service international law firm with more than 1,100 lawyers located throughout 12 offices in the United States and Europe. Our lawyers work at the intersection of government, technology and business, and we remain committed to our guiding principles of:

-providing quality, world-class legal and client services;

-fostering an environment that promotes an entrepreneurial spirit, collaboration and collegiality by drawing on the exceptional talents and varied experience of our lawyers;

-providing all of our attorneys and business professionals with the opportunity to succeed;

-encouraging lawyers and business professionals to perform public service and give back to the community through pro bono work, government service, service to the bar, teaching, and supporting public institutions and charitable organizations;

-and hiring and retaining exceptionally talented lawyers who possess the common trait of outstanding academic and personal achievements.

Learn more about us at wilmerhale.com.