Best Law Firms in the United States for Financial Services Regulation Law

With a rich history deeply rooted in the Central Iowa legal community, Dickinson, Bradshaw, Fowler & Hagen, P.C. boasts one of the largest Iowa-based teams of attorneys practicing in more than 90 areas of law. As a general practice law firm, we provide clients with the highest quality of legal representation, and we recognize the importance of providing personalized representation for each client. Ultimately, our goal is to provide legal services and counseling which enhance the reputation of both the client and the attorney involved.

At Hahn Loeser, our people form the core of our firm. We have assembled a team of highly skilled attorneys and staff across the United States. Our focus on collaborative efforts and creative business solutions sets us apart. We prioritize the needs of our clients and our team members alike, emphasizing a supportive environment. The diverse backgrounds of our attorneys represent Hahn Loeser's enduring commitment to diversity. This has spurred a broad practice range and has helped us foster strong relationships within various community segments over the years. We strive to understand your business and personal goals to help you achieve them according to your specific needs.

Hahn Loeser's client-centered approach is facilitated by our dedicated team of attorneys and staff who operate across different practice areas and office locations nationwide, working together to devise innovative solutions for client challenges.

With more than 140 attorneys, we have established a national presence, expanding to eight strategic locations across the country, including Cleveland and Columbus, Ohio; Naples, Fort Myers, Tampa, and Sarasota, Florida; San Diego, California; and Chicago, Illinois. Founded in 1920, Hahn Loeser has grown to become one of the 500 largest law firms in the United States as recognized by The National Law Journal. We are equipped to manage complex litigation and transactions while offering our clients highly personalized service.

Jones Walker LLP is among the largest 145 law firms in the United States. With offices in Alabama, Arizona, the District of Columbia, Florida, Georgia, Illinois, Kentucky, Louisiana, Minnesota, Mississippi, New York, and Texas, we serve local, regional, national, and international business interests. The firm is committed to providing a comprehensive range of legal services to major multinational public and private corporations, Fortune® 500 companies, money center banks, worldwide insurers, and emerging companies doing business in the United States and abroad.

Since 2012, The BTI Consulting Group has named Jones Walker to its Client Service A-Team, which identifies the top client service firms in the nation. The firm has previously been named to both the A-Team and BTI's Client Service 30, a list of top 30 firms in the country for dedication to client service. Clients have recognized Jones Walker for consistent excellence in areas such as client focus, anticipating the client's needs, and understanding the client's business.

Located in Washington, DC, the Law Office of Dwight Smith advises banking firms of all sizes and with a range of business plans, as well as nonbanks with an interest in the industry, on the full array of bank regulatory standards.

The laws and regulations that clients must consider include not just operations, but the use of technology, corporate transactions, board duties, and enforcement matters.

McDermott Will & Schulte is an international law firm serving businesses, institutions and individuals across a wide range of legal matters. With offices throughout the United States and Europe, including Chicago, New York, London, Paris, Frankfurt and Washington, D.C., the firm advises clients on complex transactions, regulatory concerns, litigation and industry-specific challenges. Since first earning attorney recognition in 1983, the firm has continued to build a broad legal practice shaped by changing markets and evolving client needs.

The firm is known for its work in corporate law, mergers and acquisitions, banking and finance, tax law, health care law, intellectual property and high-stakes litigation. Its attorneys also counsel clients in emerging areas such as artificial intelligence law, fintech, privacy and data security, biotechnology and life sciences. McDermott Will & Schulte represents clients ranging from growing companies to multinational organizations, helping them navigate business decisions, disputes and regulatory matters with practical legal guidance.

McDermott Will & Schulte has earned recognition across numerous practice areas in Best Law Firms rankings, including bankruptcy and restructuring, employment law, real estate law, securities regulation, patent law, antitrust law and international trade and finance law. The firm also has 357 lawyers recognized by Best Lawyers, reflecting peer-reviewed acknowledgment across a broad range of legal disciplines.

Clients turn to McDermott Will & Schulte for counsel that is strategic, business-minded and tailored to the industries they serve. Whether handling cross-border transactions, intellectual property disputes, health care compliance or complex commercial litigation, the firm focuses on delivering clear legal solutions that align with each client’s long-term objectives.

When facing a complex legal matter, it is important to have attorneys who approach problems with careful analysis, practical judgment, and a clear understanding of the business realities involved. Shustak Reynolds & Partners, P.C. is a boutique law firm with a national practice focused on securities and business law, financial services law, and business and securities litigation and arbitration. With offices in San Diego, Irvine, Los Angeles, San Francisco, and New York City, our firm represents clients locally and across the United States.

For more than 39 years, our attorneys have advised and represented clients in challenging disputes and regulatory matters. We focus on providing thoughtful legal guidance while maintaining close communication and personal attention throughout each matter.

We limit our representation to a select number of matters so we can devote meaningful attention to each client. Our clients include domestic and international publicly traded corporations, broker-dealers, financial advisors, stockbrokers and registered representatives, registered investment adviser firms and investment advisers, financial planners, banks, insurance companies, Fortune 500 companies, manufacturing firms, venture capital firms, hedge funds, investment partnerships, high-net-worth families and individuals, entrepreneurs, and investors.

Our attorneys represent clients in securities and financial services disputes in federal and state courts and in arbitration forums throughout the country. In addition to courtroom litigation, we assist clients with negotiation, dispute resolution, and strategic counseling. Our work has included:

• Advising broker-dealer, investment advisory, and financial planning firms on matters including FINRA and SEC investigations, transition planning, raiding issues, and employment disputes;
• Representing broker-dealers and registered representatives in “broker protocol” and unfair competition disputes, as well as intra-industry matters and disputes with public customers;
• Recovering substantial financial losses on behalf of investors, businesses, and other parties in fraud and misconduct cases;
• Handling hundreds of litigation and arbitration matters in California, New York, and throughout the United States, including high-stakes disputes affecting businesses, professional careers, and financial interests; and
• Advising public and private companies on a wide range of legal issues, including contracts, employment matters, internal investigations, corporate governance, and other day-to-day business concerns.

Sutin, Thayer & Browne lawyers understand the needs and challenges faced by general counsel. For decades, we have worked with businesses and in-house legal teams seeking reliable support in New Mexico, offering established processes that allow for a seamless extension of your client services into the state.

We collaborate closely with businesses and corporate legal departments at every level to serve your clients. Our approach includes identifying needs, setting timelines, assembling appropriate teams, and tracking progress and efficiency for both short-term and long-term matters. Our attorneys regularly handle matters in most of New Mexico’s 33 counties, as well as in state, tribal, and federal courts, and we are accustomed to managing cases for clients located outside the state. Our consistent presence allows us to provide dependable availability and staffing to legal departments throughout the United States. With a broad group of transactional lawyers working within one firm, we are frequently engaged as local counsel across a wide range of matters. When an understanding of New Mexico’s political, historical, and legal landscape is important, businesses turn to our firm.

At Taft, we work together across offices and practice areas to help clients address legal and business challenges efficiently and strategically. Our attorneys focus on practical solutions designed to support clients’ goals, whether they are managing day-to-day operations, navigating complex transactions, or resolving disputes.

With more than 1,100 attorneys, Taft serves clients from offices in Chicago, Illinois; Cincinnati, Cleveland, Columbus, Dayton, and Delaware, Ohio; Aspen, Denver, and Colorado Springs, Colorado; Detroit and Southfield, Michigan; Minneapolis, Minnesota; Indianapolis, Indiana; Covington, Kentucky; Phoenix, Arizona; Stuart and West Palm Beach, Florida; and Washington, D.C.

Taft represents individuals, privately held businesses, public companies, nonprofits, and institutions across established and emerging industries throughout the United States and internationally.

The firm advises clients in a broad range of practice areas, including:

• Business
• Bankruptcy and Restructuring
• Employment and Labor Relations
• Energy
• Environmental
• Health Care
• Intellectual Property
• Lending and Finance
• Litigation
• Private Client
• Real Estate
• Tax

Since 1885, Taft has remained focused on delivering responsive legal counsel and client service tailored to the needs of businesses, organizations, and individuals.

Affiliated Businesses

Taft attorneys regularly collaborate with affiliated businesses to provide clients with additional consulting and advisory services in a variety of industries and operational areas. These affiliated businesses include:

• Ginovus
• Taft Advisors LLC
• Taft Business Consulting
• Taft Infrastructure Advisors

Through these organizations, clients have access to consulting services related to planning, forecasting, government relations, infrastructure, and public policy matters.

Awards and Honors

Taft and its attorneys have received recognition from legal industry publications and ranking organizations, including:

Main Areas of Practice:

Business: Taft represents public, private, and nonprofit clients in industries including banking, construction, finance, health care, insurance, manufacturing, private equity, real estate, retail, transportation, and utilities. The firm advises clients ranging from emerging businesses to Fortune 500 companies on local, national, and cross-border matters.

Bankruptcy and Restructuring: The firm represents debtors, lenders, creditors’ committees, trustees, suppliers, developers, landlords, buyers, sellers, and other parties in restructuring matters, insolvency proceedings, transactions, and related litigation across multiple industries.

Employment and Labor Relations: Taft advises employers on labor and employment matters, including workplace policies, litigation, labor relations, employee benefits and ERISA compliance, workplace safety, immigration matters, and workers’ compensation issues.

Energy: The firm represents energy providers, utilities, developers, independent power producers, transmission companies, and other participants in the energy sector on regulatory, transactional, and operational matters.

Environmental: Taft handles environmental litigation, regulatory compliance, enforcement matters, environmental due diligence, toxic tort claims, Superfund matters, Brownfields redevelopment, and administrative proceedings before state and federal agencies.

Health Care: The firm advises hospitals, physicians, health systems, research institutions, and medical device, biotechnology, and pharmaceutical companies on business, regulatory, reimbursement, litigation, employment, and compliance matters.

Intellectual Property: Taft counsels clients on patents, trademarks, copyrights, trade secrets, licensing, and intellectual property litigation, including matters involving pharmaceuticals, life sciences, software, and internet-related technologies.

Lending and Finance: The firm represents lenders and borrowers in a wide range of financing transactions, including asset-based lending, acquisition finance, mezzanine financing, real estate finance, equipment leasing, regulatory compliance, and consumer financial services matters.

Litigation: Taft represents clients in state and federal courts, arbitration proceedings, and regulatory matters involving commercial disputes, antitrust, bankruptcy, construction, environmental claims, intellectual property, securities, product liability, white collar defense, and other complex litigation matters.

Private Client: The firm advises individuals, families, and business owners on estate planning, wealth transfer strategies, succession planning, trusts and estates, charitable planning, and tax-related matters.

Real Estate: Taft represents clients in matters involving acquisitions, dispositions, financing, leasing, development, land use, construction, property management, and real estate litigation.

Tax: The firm advises corporations, financial institutions, nonprofit organizations, joint ventures, and individuals on tax planning, employee benefits, executive compensation, mergers and acquisitions, international tax matters, state and local taxation, and tax controversy matters.

LEGAL EXCELLENCE. DEDICATION TO CLIENTS. COMMITMENT TO PUBLIC SERVICE.

WilmerHale is a leading, full-service international law firm with more than 1,100 lawyers located throughout 12 offices in the United States and Europe. Our lawyers work at the intersection of government, technology and business, and we remain committed to our guiding principles of:

-providing quality, world-class legal and client services;

-fostering an environment that promotes an entrepreneurial spirit, collaboration and collegiality by drawing on the exceptional talents and varied experience of our lawyers;

-providing all of our attorneys and business professionals with the opportunity to succeed;

-encouraging lawyers and business professionals to perform public service and give back to the community through pro bono work, government service, service to the bar, teaching, and supporting public institutions and charitable organizations;

-and hiring and retaining exceptionally talented lawyers who possess the common trait of outstanding academic and personal achievements.

Learn more about us at wilmerhale.com.